1. Subject: Policy Guidance on Employer Liability under Title
VII for Sexual Favoritism.
2. Purpose: This policy document is intended to provide
guidance on the extent to which an employer should be held liable for
discriminating against individuals who are qualified for but are denied
an employment opportunity or benefit, where the individual who is
granted the opportunity or benefit received it because that person
submitted to sexual advances or requests.
3. Effective Date: On receipt.
4. Expiration Date: As an exception to
EEOC
Order 205.001, Appendix B, Attachment 4, § a(5), this Notice will remain
in effect until rescinded or superseded.
5. Originator: Title VII/EPA
Division, Office of Legal Counsel.
6. Instructions: File after Section 615 of Volume II of the
Compliance Manual (Harassment).
7. Subject Matter:
Background
The Commission and the courts have declared that sexual harassment
violates Section 703 of Title VII. Meritor Savings Bank v. Vinson,
477 U.S. 57, 64, 40 EPD ¶ 31,159 (1986);
EEOC's
Guidelines on Discrimination Because of Sex, 29 C.F.R. § 1604.11(a).
EEOC's
Guidelines define two kinds of sexual harassment: "quid pro quo," in
which "submission to or rejection of [unwelcome sexual] conduct by an
individual is used as the basis for employment decisions affecting such
individual," and "hostile environment," in which unwelcome sexual
conduct "unreasonably interfer[es] with an individual's job performance"
or creates an "intimidating, hostile or offensive working environment."
29 C.F.R. §§ 1604.11(a)(2) and (3).
Subsection (g) of
EEOC's
Guidelines provides:
where employment opportunities or benefits are granted because of
an individual's submission to the employer's sexual advances or
requests for sexual favors, the employer may be held liable for
unlawful sex discrimination against other persons who were qualified
for but were denied that employment opportunity or benefit.
As discussed below, sexual favoritism in the workplace which
adversely affects the employment opportunities of third parties may take
the form of implicit "quid pro quo" harassment and/or "hostile work
environment" harassment.
Discussion
A. Isolated Instances of Favoritism Towards a "Paramour" Not
Prohibited
Not all types of sexual favoritism violate Title VII.1
It is the Commission's position that Title VII does not prohibit
isolated instances of preferential treatment based upon consensual
romantic relationships. An isolated instance of favoritism toward a
"paramour" (or a spouse, or a friend) may be unfair, but it does not
discriminate against women or men in violation of Title VII, since both
are disadvantaged for reasons other than their genders.2
A female charging party who is denied an employment benefit because of
such sexual favoritism would not have been treated more favorably had
she been a man nor, conversely, was she treated less favorably because
she was a woman. See Miller v. Aluminum Co. of America, 679
F. Supp. 495, 47 EPD ¶ 38,112 (W.D. Pa.), aff'd mem.,
856 F.2d 184 (3d Cir. 1988);3
DeCintio v. Westchester County Medical Center, 807 F.2d 304, 42
EPD ¶ 36,785 (2d Cir. 1986), cert. denied, 108 S.Ct. 89, 44
EPD ¶ 37,425 (1987).4Butsee King. v. Palmer, 778 F.2d 878, 39 EPD ¶ 35,808,
reh'gdenied, 39 EPD ¶ 36,036 (D.C. Cir. 1985).5
B. Favoritism Based Upon Coerced Sexual Conduct May Constitute Quid
Pro Quo Harassment
If a female employee6 is coerced
into submitting to unwelcome sexual advances in return for a job
benefit, other female employees who were qualified for but were denied
the benefit may be able to establish that sex was generally made a
condition for receiving the benefit.7
Thus; in order for a woman to have obtained the job benefit at issue, it
would have been necessary to grant sexual favors, a condition that would
not have been imposed on men. This is substantially the same as a
traditional sexual harassment charge alleging that sexual favors were
implicitly demanded as a "quid pro quo" in return for job benefits.8
For example, in Toscano v. Nimmo, 570 F. Supp. 1197,
1199-1201, 32 EPD ¶ 33,848 (D. Del. 1983), the court found a violation
of Title VII based on the fact that the granting of sexual favors was a
condition for promotion. Although the individual who was granted
preferential treatment was engaged in a consensual affair with her
supervisor, there was evidence that the supervisor made telephone calls
to proposition several female employees at home, phoned employees at
work to describe his supposed sexual encounters with female employees
under his supervision, and engaged in suggestive behavior at work.9
Many times, a third party female will not be able to establish that
sex was generally made a condition for the benefit in question. For
example, a supervisor may have been interested in only one woman and,
thus, have coerced only her. Nevertheless, in such a case, both women
and men who were qualified for but were denied the benefit would have
standing to challenge the favoritism on the basis that they were injured
as a result of the discrimination leveled against the woman who was
coerced. See
EEOC
amicus brief (filed Sept. 30, 1988) in Clayton v. White Hall
School District, 875 F.2d 676, 50 EPD ¶ 39,048 (8th Cir. 1989),
in which the Commission argued that a white employee had standing under
Title VII to challenge her employer's decision to deny her an employment
benefit pursuant to an employment policy which it allegedly enforced for
the purpose of denying the same benefit to a black employee; although
the plaintiff was not the object of racial discrimination, she was
injured as a result of the race discrimination practiced against the
black employee.10See
also DeCintio v. Westchester County Medical Center, 807
F.2d at 307-08 (by implication) (male plaintiffs' claims of favoritism
rejected not because of lack of standing but because the woman who
received the favorable treatment was not coerced into submitting to
sexual advances);
EEOC
v. T.I.M.E.-D.C. Freight, Inc., 659 F.2d 690 n.2, 27 EPD ¶ 32,202
(5th Cir. 1981) (white plaintiffs could challenge discrimination against
blacks provided that they could establish a personal injury);
Allen v. American Home Foods, Inc., 644 F. Supp. 1553, 42 EPD ¶
36,911 (N.D. Ind. 1986) (males who lost their jobs due to their
employer's discrimination against female co-workers suffered an injury
as a result of the discrimination, and therefore had standing to sue
under Title VII).
C. Widespread Favoritism May Constitute Hostile Environment
Harassment
If favoritism based upon the granting of sexual favors is widespread
in a workplace, both male and female colleagues who do not welcome this
conduct can establish a hostile work environment in violation of Title
VII regardless of whether any objectionable conduct is directed at them
and regardless of whether those who were granted favorable treatment
willingly bestowed the sexual favors. In these circumstances, a message
is implicitly conveyed that the managers view women as "sexual
playthings," thereby creating an atmosphere that is demeaning to women.
Both men and women who find this offensive can establish a violation if
the conduct is "sufficiently severe or pervasive 'to alter the
conditions of [their] employment and create an abusive working
environment.'" Vinson, 477 U.S. at 67 [quoting Henson
v. City of Dundee, 682 F.2d 897, 904, 29 EPD ¶ 32,993 (11th Cir.
1982)].11 An analogy can be made
to a situation in which supervisors in an office regularly make racial,
ethnic or sexual jokes. Even if the targets of the humor "play along"
and in no way display that they object, co-workers of any race, national
origin or sex can claim that this conduct, which communicates a bias
against protected class members, creates a hostile work environment for
them. See Rogers v.
EEOC,
454 F.2d 234, 4 EPD ¶ 7597 (5th Cir. 1971), cert. denied, 406
U.S. 957, 4 EPD ¶ 7838 (1972) (discriminatory treatment of medical
patients created hostile work environment for plaintiff employee);
Commission Decision No. 71-969, CCH
EEOC
Decisions (1973) ¶ 6193 (supervisor's habitual use of racial epithet in
referring to Black employees created discriminatory work environment for
White Charging Party); Compliance Manual Volume II, Section 615.3(a)(3)
Examples (1) and (2) (sexual harassment of females may create hostile
work environment for other male and female employees).
Managers who engage in widespread sexual favoritism may also
communicate a message that the way for women to get ahead in the
workplace is by engaging in sexual conduct or that sexual solicitations
are a prerequisite to their fair treatment.12
This can form the basis of an implicit "quid pro quo" harassment claim
for female employees, as well as a hostile environment claim for both
women and men who find this offensive.13
The case of Broderick v. Ruder, 685 F. Supp. 1269, 46
EPD ¶ 37,963 (D.D.C. 1988) illustrates how widespread sexual favoritism
can be found to violate Title VII. In Broderick a staff
attorney at the Securities and Exchange Commission alleged that two of
her supervisors had engaged in sexual relationships with two secretaries
who received promotions, cash awards, and other job benefits. Another of
her supervisors allegedly promoted the career of a staff attorney with
whom he socialized extensively and to whom he was noticeably attracted.
In addition, there were isolated instances of sexual harassment directed
at the plaintiff herself, including an incident in which her supervisor
became drunk at an office party, untied the plaintiff's sweater, and
kissed her. The court found that the conduct of these supervisors
"created an atmosphere of hostile work environment" offensive to the
plaintiff and several other witnesses. It further stated that the
supervisors' conduct in bestowing preferential treatment upon those who
submitted to their sexual advances undermined the plaintiff's motivation
and work performance and deprived her and other female employees of
promotions and job opportunities. Broderick, 685 F. Supp.
at 1278. While the court in Broderick grounded its ruling
on the hostile environment theory, it is the Commission's position that
these facts could also support an implicit "quid pro quo" harassment
claim since the managers, by their conduct, communicated a message to
all female employees in the office that job benefits would be awarded to
those who participated in sexual conduct. Seealso
Spencer v. General Electric, 697 F. Supp. 204 (E.D. Va. 1988).14
Example 1 - Charging Party (CP)
alleges that she lost a promotion for which she was qualified
because the co-worker who obtained the promotion was engaged in a
sexual relationship with their supervisor.
EEOC's
investigation discloses that the relationship at issue was
consensual and that the supervisor had never subjected
CP's co-worker or any
other employees to unwelcome sexual advances. The Commission would
find no violation of Title VII in these circumstances, because men
and women were equally disadvantaged by the supervisor's conduct for
reasons other than their genders.
Even if CP is genuinely
offended by the supervisor's conduct, she has no Title VII claim.
Example 2 - Same as above, except the relationship
at issue was not consensual. Instead,
CP's supervisor regularly
harassed the co-worker in front of other employees, demanded sexual
favors as a condition for her promotion, and then audibly boasted
about his "conquest." In these circumstances,
CP may be able to
establish a violation of Title VII by showing that in order to have
obtained the promotion, it would have been necessary to grant sexual
favors. In addition, she and other qualified men and women who were
denied the promotion would have standing to challenge the favoritism
on the basis that they were injured as a result of the
discrimination levelled against their co-worker.
Example 3 - Same as Example 1, except
CP's supervisor and other
management personnel regularly solicited sexual favors from
subordinate employees and offered job opportunities to those who
complied. Some of those employees willingly consented to the sexual
requests and in turn received promotions and awards. Others
consented because they recognized that their opportunities for
advancement would otherwise be limited.
CP, who did not welcome
this conduct, was not approached for sexual favors. However, she and
other female and male coworkers may be able to establish that the
conduct created a hostile work environment. She can also claim that
by their conduct, the managers communicated to all female employees
that they can obtain job benefits only by acquiescing in sexual
conduct.
1/12/90 Approved: /s/
Date Clarence Thomas
Chairman
1 The material in §
615 of the Compliance Manual on subsection (g) of the Guidelines (at pp.
615-10 and 11) is superseded by this Policy Guidance.
2See Benzies v.
Illinois Dept. of Mental Health, 810 F.2d 146, 148, 39 EPD ¶
35,870 (7th Cir.), cert. denied, 107 S.Ct. 3231 (1987)
(denial of promotion to woman is not violation if motivated by personal
or political favoritism or a grudge); Bellissimo v. Westinghouse
Electric Corp., 764 F.2d 175, 180, 37 EPD ¶ 35,315 (3d Cir.
1985), cert. denied, 475 U.S. 1035, 39 EPD ¶ 35,875 (1986)
(discharge of female employee violates Title VII only if it is done on a
basis that would not result in the discharge of a male employee)
3 The plaintiff in Miller
alleged that her supervisor treated her less favorably than her
co-worker because the supervisor knew that the co-worker was engaged in
a romantic relationship with the plant manager. Miller, 679
F. Supp. at 500-01. The lower court held that in order to establish a
Title VII claim, the plaintiff would have to show that her employer
would have or did treat males differently. Id. at 501.
Since the plaintiff's male co-workers shared with her the same
disadvantage relative to the co-worker who was engaged in the affair
with the manager, the plaintiff could not show that she was treated
differently than males. Id. On appeal to the Third Circuit,
the Commission filed an amicus brief supporting the ruling of the
district court on the basis that favoritism toward a female employee
because of a consensual romantic relationship with a male supervisor is
not sex discrimination against other female employees within the meaning
of Title VII. The Court of Appeals summarily affirmed.
4 In DeCintio, seven
male respiratory therapists claimed that they were unlawfully
disqualified for a promotion that went to a woman who was engaged in a
romantic relationship with the department administrator. The court held
that the department administrator's conduct, though unfair, did not
violate Title VII. DeCintio, 807 F.2d at 308. The court
reasoned that the prohibition of sex discrimination in Title VII refers
to discrimination on the basis of one's sex, not on the basis of one's
sexual affiliations; the therapists' claims were not cognizable under
the Act since they were denied promotion because the administrator
preferred his "paramour," rather than because of their status as males.
Id. The court distinguished
EEOC's
Guidelines by stating that they address the granting of employment
benefits because of an individual's "submission" to sexual advances or
requests, and the word "submission" connotes a lack of consent. Since
the department administrator did not force anyone to submit to sexual
advances in order to win promotion, his conduct was not within the
purview of the Guidelines. Id. at 307-08. Accord,
Handley v. Phillips, 715 F. Supp. 657, 675 (M.D. Pa. 1989).
5 In King, the
plaintiff claimed she had been denied a promotion that went to a less
qualified co-worker who was engaged in an intimate relationship with the
selecting official. Although the issue of whether Title VII applied to
preferential treatment was not raised on appeal, the court stated that
it agreed with the lower court's conclusion that the case was within the
purview of Title VII. King, 778 F.2d at 880. The court
ruled in favor of the plaintiff on the basis of its finding that her
co-worker was promoted because of the sexual relationship. Id.
at 882. In a concurring opinion to the decision denying a suggestion for
rehearing en banc, it was emphasized that the
issue of whether Title VII applied to the facts of the case was not
raised on appeal or in the petition for rehearing. 39 EPD ¶ 36,036.
6 Although this Policy Guidance
uses female pronouns to refer to individuals who are treated favorably
because they engage in sexual conduct, it also covers situations in
which men are granted favorable treatment based on sexual conduct.
7 The employer would also be
liable for "quid pro quo" harassment with regard to the individual who
was coerced into submitting to the advances.
8See Section 1604.11(l)
of EEOC's
Guidelines on Sexual Harassment, which states that a violation will be
found when submission to unwelcome sexual conduct is made "either
explicitly or implicitly" a term or condition of an individual's
employment.
9See also
DeCintio v. Westchester County Medical Center, 807 F.2d at
307, in which the court stated that the claim in Toscano
was premised on the coercive nature of the employer's acts, and
therefore that the case lent no support to the contention that a
voluntary amorous involvement may form the basis of a Title VII claim.
10 In Clayton, the
court ruled that the plaintiff did have standing, but it based that
standing on her allegation of a hostile work environment. 875 F.2d at
679.
11See
EEOC's
Policy Guidance on Current Issues of Sexual Harassment (10/25/88) at
13-18 for standards governing the determination of whether a work
environment is "hostile". That Policy Guidance makes clear that the
Commission will evaluate the totality of circumstances on a case-by-case
basis, employing the objective perspective of a "reasonable person" in
the context in which the challenged conduct took place. Some factors
that could be considered in determining whether a hostile environment is
established are the number of incidents of favoritism, the egregiousness
of the incidents, and whether or not other employees in the office were
made aware of the conduct.
12See, e.g.,
Priest v. Rotary, 634 F. Supp. 571, 39 EPD ¶ 35,897 (N.D.
Cal. 1986), in which the defendant gave preferential treatment to his
consensual sexual partner and to those female employees who reacted
favorably to his sexual advances and other conduct of a sexual nature,
and he disadvantaged those employees, including the plaintiff, who
reacted unfavorably to his conduct. The court found a violation of Title
VII in part because the defendant's conduct implied that job benefits
would be conditioned on an employee's good-natured endurance of his
sexually-charged conduct or sexual advances. Id. at 581.
13 In Miller v. Aluminum
Co. of America, 679 F. Supp. at 501- 502, the court rejected a
claim that sexual favoritism based on a consensual relationship can
create a hostile environment for others in the workplace. The court
found that the favoritism itself did not violate Title VII since it was
voluntary, and that "[h]ostile behavior that does not bespeak an
unlawful motive cannot support a hostile work environment claim."
Id. at 502. However, it is the Commission's position that had the
sexual favoritism been widespread, the fact that it was exclusively
voluntary and consensual would not have defeated a claim that it created
a hostile work environment for other people in the workplace. As
indicated above at n.11, the question of whether actions complained of
are sufficiently widespread or egregious to constitute a hostile
environment must be decided case-by-case.
14 In Spencer, the
supervisor of an office engaged in virtually daily horseplay of a sexual
nature with female subordinates. This behavior included sitting on their
laps, touching them in an intimate manner, and making lewd comments. The
subordinates joined in and generally found the horseplay funny and
inoffensive. With the exception of one incident (which may have been
time-barred and was not critical to the court's decision), none of the
horseplay was directed at the plaintiff. The supervisor additionally
engaged in consensual relations with at least two of his subordinates.
The court found that the supervisor's conduct would have interfered with
the work performance and would have seriously affected the psychological
well-being of a reasonable employee, and on that basis it found a
violation of Title VII. 697 F. Supp. at 218. Although Spencer
did not involve sexual favoritism, the case supports the proposition
that pervasive sexual conduct can create a hostile work environment for
those who find it offensive even if he targets of the conduct welcome it
and even if no sexual conduct is directed at the persons bringing the
claim.