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Guidance on Current Issues of Sexual Harassment
The EEOC's Policy Guidance on Current Issues of Sexual Harassment,
available at
http://www.eeoc.gov, provides as
follows:
Section 703(a)(1) of Title VII, 42 U.S.C. § 2000e-2(a) provides:
... to fail or refuse to hire or to discharge any individual, or
otherwise to discriminate against any individual with respect to his
compensation, terms conditions or privileges of employment, because of
such individual's race, color, religion, sex, or national origin[.]
In 1980 the Commission issued guidelines declaring sexual harassment a
violation of Section 703 of Title VII, establishing criteria for
determining when unwelcome conduct of a sexual nature constitutes sexual
harassment, defining the circumstances under which an employer may be
held liable, and suggesting affirmative steps an employer should take to
prevent sexual harassment. See Section 1604.11 of the Guidelines
on Discrimination Because of Sex, 29 C.F.R. § 1604.11 ("Guidelines").
The Commission has applied the Guidelines in its enforcement litigation,
and many lower courts have relied on the Guidelines.
The issue of whether sexual harassment violates Title VII reached the
Supreme Court in 1986 in Meritor Savings Bank v. Vinson, 106 S.
Ct. 2399, 40 EPD 36,159 (1986). The Court affirmed the basic premises
of the Guidelines as well as the Commission's definition. The purpose of
this document is to provide guidance on the following issues in light of
the developing law after Vinson:
-
determining whether sexual conduct is "unwelcome";
-
evaluating evidence of harassment;
-
determining whether a work environment is sexually "hostile";
-
holding employers liable for sexual harassment by supervisors; and
-
evaluating preventive and remedial action taken in response to
claims of sexual harassment.
BACKGROUND
A. Definition
Title VII does not proscribe all conduct of a sexual nature in the
workplace. Thus it is crucial to clearly define sexual harassment: only
unwelcome sexual conduct that is a term or condition of employment
constitutes a violation. 29 C.F.R. § 1604.11(a). The
EEOC's Guidelines define two types of sexual
harassment: "quid pro quo" and "hostile environment." The Guidelines
provide that "unwelcome" sexual conduct constitutes sexual harassment
when "submission to such conduct is made either explicitly or implicitly
a term or condition of an individual's employment," 29 C.F.R § 1604.11
(a) (1). "Quid pro quo harassment" occurs when "submission to or
rejection of such conduct by an individual is used as the basis for
employment decisions affecting such individual," 29 C.F.R §
1604.11(a)(2).1
29 C.F.R. § 1604.11(a)(3).2
The Supreme Court's decision in Vinson established that both
types of sexual harassment are actionable under section 703 of Title VII
of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-2(a), as forms of sex
discrimination.
Although "quid pro quo" and "hostile environment" harassment are
theoretically distinct claims, the line between the two is not always
clear and the two forms of harassment often occur together. For example,
an employee's tangible job conditions are affected when a sexually
hostile work environment results in her constructive discharge.3
Similarly, a supervisor who makes sexual advances toward a subordinate
employee may communicate an implicit threat to adversely affect her job
status if she does not comply. "Hostile environment" harassment may
acquire characteristics of "quid pro quo" harassment if the offending
supervisor abuses his authority over employment decisions to force the
victim to endure or participate in the sexual conduct. Sexual harassment
may culminate in a retaliatory discharge if a victim tells the harasser
or her employer she will no longer submit to the harassment, and is then
fired in retaliation for this protest. Under these circumstances it
would be appropriate to conclude that both harassment and retaliation in
violation of section 704(a) of Title VII have occurred.
Distinguishing between the two types of harassment is necessary when
determining the employer's liability (see infra Section
D). But while categorizing sexual harassment as "quid pro quo," "hostile
environment," or both is useful analytically these distinctions should
not limit the Commission's investigations,4
which generally should consider all available evidence and testimony
under all possibly applicable theories.5
B. Supreme Court's Decision in Vinson
Meritor Savings Bank v. Vinson
posed three questions for the Supreme Court:
(1) Does unwelcome sexual behavior that creates a hostile working
environment constitute employment discrimination on the basis of sex;
(2) Can a Title VII violation be shown when the district court found
that any sexual relationship that existed between the plaintiff and her
supervisor was a "voluntary one"; and
(3) Is an employer strictly liable for an offensive working environment
created by a supervisor's sexual advances when the employer does not
know of, and could not reasonably have known of, the supervisor's
misconduct.
1) Facts
- The plaintiff had alleged that her supervisor constantly subjected her
to sexual harassment both during and after business hours, on and off
the employer's premises; she alleged that he forced her to have sexual
intercourse with him on numerous occasions, fondled her in front of
other employees, followed her into the women's restroom and exposed
himself to her, and even raped her on several occasions. She alleged
that she submitted for fear of jeopardizing her employment. She
testified, however, that this conduct had ceased almost a year before
she first complained in any way, by filing a Title VII suit, her
EEOC charge was filed later (see infra at
n.34). The supervisor and the employer denied all of her allegations and
claimed they were fabricated in response to a work dispute.
2) Lower Courts' Decisions
- After trial, the district court found the plaintiff was not the victim
of sexual harassment and was not required to grant sexual favors as a
condition of employment or promotion. Vinson v. Taylor, 22 EPD
30,708 (D.D.C. 1980). Without resolving the conflicting testimony, the
district court found that if a sexual relationship had existed between
plaintiff and her supervisor, it was "a voluntary one...having nothing
to do with her continued employment." The district court nonetheless
went on to hold that the employer was not liable for its supervisor's
actions because it had no notice of the alleged sexual harassment;
although the employer had a policy against discrimination and an
internal grievance procedure, the plaintiff had never lodged a
complaint.
The court of appeals reversed and remanded, holding the lower court
should have considered whether the evidence established a violation
under the "hostile environment" theory. Vinson v. Taylor, 753
F.2d 141, 36 EPD 34,949, denial of rehearing en banc, 760 F.2d
1330, 37 EPD 35,232 (D.C. Cir. 1985). The court ruled that a victim's
"voluntary" submission to sexual advances has "no materiality whatsover"
to the proper inquiry: whether "toleration of sexual harassment [was] a
condition of her employment." The court further held that an employer is
absolutely liable for sexual harassment committed by a supervisory
employee, regardless of whether the employer actually knew or reasonably
could have known of the misconduct, or would have disapproved of and
stopped the misconduct if aware of it.
3) Supreme Court's Opinion
- The Supreme Court agreed that the case should be remanded for
consideration under the "hostile environment" theory and held that the
proper inquiry focuses on the "unwelcomeness" of the conduct rather than
the "voluntariness" of the victim's participation. But the Court held
that the court of appeals erred in concluding that employers are always
automatically liable for sexual harassment by their supervisory
employees.
a) "Hostile Environment" Violates Title VII - The Court rejected
the employer's contention that Title VII prohibits only discrimination
that causes "economic" or "tangible" injury: "Title VII affords
employees the right to work in an environment free from discriminatory
intimidation, ridicule, and insult whether based on sex, race, religion,
or national origin. 106 S. Ct. at 2405. Relying on the
EEOC's Guidelines definition of harassment,
6 the court held that a plaintiff may establish a
violation of Title VII "by proving that discrimination based on sex has
created a hostile or abusive work environment." Id. The Court
quoted the Eleventh Circuit's decision in Henson v. City of Dundee,
682 F.2d 897, 902, 29 EPD 32,993 (11th Cir. 1982):
Sexual harassment which creates a hostile or offensive environment for
members of one sex is every bit the arbitrary barrier to sexual equality
at the workplace that racial harassment is to racial equality. Surely, a
requirement that a man or woman run a gauntlet of sexual abuse in return
for the privilege of being allowed to work and made a living can be as
demeaning and disconcerting as the harshest of racial epithets.
106 S. Ct. at 2406. The Court further held that for harassment to
violates Title VII, it must be "sufficiently severe or pervasive 'to
alter the conditions of [the victim's] employment and create an abusive
working environment.'" Id. (quoting Henson, 682 F.2d at
904).
b) Conduct Must Be "Unwelcome" - Citing the
EEOC's Guidelines, the Court said the gravamen of a
sexual harassment claim is that the alleged sexual advances were
"unwelcome." 106 S. Ct. at 2406. Therefore, "the fact that sex-related
conduct was 'voluntary,' in the sense that the complainant was not
forced to participate against her will, is not a defense to a sexual
harassment suit brought under Title VII. . . . . The correct inquiry is
whether [the victim] by her conduct indicated that the alleged sexual
advances were unwelcome, not whether her actual participation in sexual
intercourse was voluntary." Id. Evidence of a complainant's
sexually provocative speech or dress may be relevant in determining
whether she found particular advances unwelcome, but should be admitted
with caution in light of the potential for unfair prejudice, the Court
held.
c) Employer Liability Established Under Agency Principles
- On the questions of employer liability in "hostile environment" cases,
the Court agreed with
EEOC's position that agency principles should be used
for guidance. While declining to issue a "definitive rule on employer
liability," the Court did reject both the court of appeals' rule of
automatic liability for the actions of supervisors and the employer's
position that notice is always required. 106 S. Ct. at 2408- 09.
The following sections of this document provide guidance on the issues
addressed in Vinson and subsequent cases.
GUIDANCE
A. Determining Whether Sexual Conduct Is Unwelcome
Sexual harassment is "unwelcome . . . verbal or physical conduct of a
sexual nature . . . ." 29 C.F.R. § 1604.11(a). Because sexual attraction
may often play a role in the day-to-day social exchange between
employees, "the distinction between invited, uninvited-but-welcome,
offensive- but-tolerated, and flatly rejected" sexual advances may well
be difficult to discern. Barnes v. Costle, 561 F.2d 983, 999, 14
EPD 7755 (D.C. Cir. 1977) (MacKinnon J., concurring). But this
distinction is essential because sexual conduct becomes unlawful only
when it is unwelcome. The Eleventh Circuit provided a general definition
of "unwelcome conduct" in Henson v. City of Dundee, 682 F.2d at
903: the challenged conduct must be unwelcome "in the sense that the
employee did not solicit or incite it, and in the sense that the
employee regarded the conduct as undesirable or offensive."
When confronted with conflicting evidence as to welcomeness, the
Commission looks "at the record as a whole and at the totality of
circumstances . . . ." 29 C.F.R. § 1604.11(b), evaluating each situation
on a case-by-case basis. When there is some indication of welcomeness or
when the credibility of the parties is at issue, the charging party's
claim will be considerably strengthened if she made a contemporaneous
complaint or protest.7
Particularly when the alleged harasser may have some reason (e.g., prior
consensual relationship) to believe that the advances will be welcomed,
it is important for the victim to communicate that the conduct is
unwelcome. Generally, victims are well-advised to assert their right to
a workplace free from sexual harassment. This may stop the harassment
before it becomes more serious. A contemporaneous complaint or protest
may also provide persuasive evidence that the sexual harassment in fact
occurred as alleged (see infra Section B). Thus, in
investigating sexual harassment charges, it is important to develop
detailed evidence of the circumstances and nature of any such complaints
or protests, whether to the alleged harasser, higher management,
co-workers or others.8
While a complaint or protest is helpful to charging party's case, it is
not a necessary element of the claim. Indeed, the Commission recognizes
that victims may fear repercussions from complaining about the
harassment and that such fear may explain a delay in opposing the
conduct. If the victim failed to complain or delayed in complaining, the
investigation must ascertain why. The relevance of whether the victim
has complained varies depending upon "the nature of the sexual advances
and the context in which the alleged incidents occurred." 29 C.F.R. §
1604.11(b).9
Example - Charging Party (CP)
alleges that her supervisor subjected her to unwelcome sexual advances
that created a hostile work environment. The investigation into her
charge discloses that her supervisor began making intermittent sexual
advances to her in June, 1987, but she did not complain to management
about the harassment. After the harassment continued and worsened, she
filed a charge with
EEOC in June, 1988. There is no evidence
CP
welcomed the advances.
CP
states that she feared that complaining about the harassment would cause
her to lose her job. She also states that she initially believed she
could resolve the situation herself, but as the harassment became more
frequent and severe, she said she realized that intervention by
EEOC was necessary. The investigator determines
CP is credible and
concludes that the delay in complaining does not undercut
CP's claim.
When welcomeness is at issue, the investigation should determine whether
the victim's conduct is consistent, or inconsistent, with her assertion
that the sexual conduct is unwelcome.10
In Vinson, the Supreme Court made clear that voluntary submission
to sexual conduct will not necessarily defeat a claim of sexual
harassment. The correct inquiry "is whether [the employee] by her
conduct indicated that the alleged sexual advances were unwelcome, not
whether her actual participation in sexual intercourse was voluntary."
106 S. Ct. at 2406 (emphasis added). See also Commission
Decision No. 84-1 ("acquiescence in sexual conduct at the workplace may
not mean that the conduct is welcome to the individual").
In some cases the courts and the Commission have considered whether the
complainant welcomed the sexual conduct by acting in a sexually
aggressive manner, using sexually-oriented language, or soliciting the
sexual conduct. Thus, in Gan v. Kepro Circuit Systems, 27 EPD
32,379 (E.D. Mo. 1982), the plaintiff regularly used vulgar language,
initiated sexually-oriented conversations with her co-workers, asked
male employees about their marital sex lives and whether they engaged in
extramarital affairs, and discussed her own sexual encounters. In
rejecting the plaintiff's claim of "hostile environment" harassment, the
court found that any propositions or sexual remarks by co-workers were
"prompted by her own sexual aggressiveness and her own sexually-
explicit conversations" Id. At 23,648.11
And in Vinson, the Supreme Court held that testimony about the
plaintiff's provocative dress and publicly expressed sexual fantasies is
not per se inadmissible but the trial court should
carefully weigh its relevance against the potential for unfair
prejudice. 106 S. Ct. at 2407.
Conversely, occasional use of sexually explicit language does not
necessarily negate a claim that sexual conduct was unwelcome. Although a
charging party's use of sexual terms or off-color jokes may suggest that
sexual comments by others in that situation were not unwelcome, more
extreme and abusive or persistent comments or a physical assault will
not be excused, nor would "quid pro quo" harassment be allowed.
Any past conduct of the charging party that is offered to show
"welcomeness" must relate to the alleged harasser. In Swentek v. US
AIR, Inc., 830 F.2d 552, 557, 44 EPD 37,457 (4th Cir.
1987), the Fourth Circuit held the district court wrongly concluded that
the plaintiff's own past conduct and use of foul language showed that
"she was the kind of person who could not be offended by such comments
and therefore welcomed them generally, " even though she had told the
harasser to leave her alone. Emphasizing that the proper inquiry is
"whether plaintiff welcomed the particular conduct in question from the
alleged harasser," the court of appeals held that "Plaintiff's use of
foul language or sexual innuendo in a consensual setting does not waive
'her legal protections against unwelcome harassment.'" 830 F.2d at 557
(quoting Katz v. Dole, 709 F.2d 251, 254 n.3, 32 EPD 33,639 (4th
Cir. 1983)). Thus, evidence concerning a charging party's general
character and past behavior toward others has limited, if any, probative
value and does not substitute for a careful examination of her behavior
toward the alleged harasser.
A more difficult situation occurs when an employee first willingly
participates in conduct of a sexual nature but then ceases to
participate and claims that any continued sexual conduct has created a
hostile work environment. Here the employee has the burden of showing
that any further sexual conduct is unwelcome, work-related harassment.
The employee must clearly notify the alleged harasser that his conduct
is no longer welcome.12
If the conduct still continues, her failure to bring the matter to the
attention of higher management or the
EEOC is evidence, though not dispositive, that any
continued conduct is, in fact, welcome or unrelated to work
13 In any case, however, her refusal to submit to the
sexual conduct cannot be the basis for denying her an employment benefit
or opportunity; that would constituted a "quid pro quo" violation.
B. Evaluating Evidence of Harassment
The Commission recognizes that sexual conduct may be private and
unacknowledged, with no eyewitnesses. Even sexual conduct that occurs
openly in the workplace may appear to be consensual. Thus the resolution
of a sexual harassment claim often depends on the credibility of the
parties. The investigator should question the charging party and the
alleged harasser in detail. The Commission's investigation also should
search thoroughly for corroborative evidence of any nature.14
Supervisory and managerial employees, as well as co-workers, should be
asked about their knowledge of the alleged harassment.
In appropriate cases, the Commission may make a finding of harassment
based solely on the credibility of the victim's allegation. As with any
other charge of discrimination, a victim's account must be sufficiently
detailed and internally consistent so as to be plausible, and lack of
corroborative evidence where such evidence logically should exist would
undermine the allegation.15
By the same token, a general denial by the alleged harasser will carry
little weight when it is contradicted by other evidence.16
Of course, the Commission recognizes that a charging party may not be
able to identify witnesses to the alleged conduct itself. But testimony
may be obtained from persons who observed the charging party's demeanor
immediately after an alleged incident of harassment. Persons with whom
she discussed the incident - - such as co-workers, a doctor or a
counselor - - should be interviewed. Other employees should be asked if
they noticed changes in charging party's behavior at work or in the
alleged harasser's treatment of charging party. As stated earlier, a
contemporaneous complaint by the victim would be persuasive evidence
both that the conduct occurred and that it was unwelcome (see
supra Section A). So too is evidence that other employees were
sexually harassed by the same person.
The investigator should determine whether the employer was aware of any
other instances of harassment and if so what was the response. Where
appropriate the Commission will expand the case to include class claims.17
Example
- Charging Party (CP)
alleges that her supervisor made unwelcome sexual advances toward her on
frequent occasions while they were alone in his office. The supervisor
denies this allegation. No one witnessed the alleged advances.
CP's inability to produce eyewitnesses to the
harassment does not defeat her claim. The resolution will depend on the
credibility of her allegations versus that of her supervisor's.
Corroborating, credible evidence will establish her claim. For example,
three co-workers state that
CP looked
distraught on several occasions after leaving the supervisor's office,
and that she informed them on those occasions that he had sexually
propositioned and touched her. In addition, the evidence shows that
CP
had complained to the general manager of the office about the incidents
soon after they occurred. The corroborating witness testimony and her
complaint to higher management would be sufficient to establish her
claim. Her allegations would be further buttressed if other employees
testified that the supervisor propositioned them as well.
If the investigation exhausts all possibilities for obtaining
corroborative evidence, but finds none, the Commission may make a cause
finding based solely on a reasoned decision to credit the charging
party's testimony.18
In a "quid pro quo" case, a finding that the employer's asserted reasons
for its adverse action against the charging party are pretextual will
usually establish a violation.19
The investigation should determine the validity of the employer's
reasons for the charging party's termination. If they are pretextual and
if the sexual harassment occurred, then it should be inferred that the
charging party was terminated for rejecting the employer's sexual
advances, as she claims. Moreover, if the termination occurred because
the victim complained, it would be appropriate to find, in addition, a
violation of section 704(a).
C. Determining Whether a Work Environment Is "Hostile"
The Supreme Court said in Vinson that for sexual harassment to
violate Title VII, it must be "sufficiently severe or pervasive 'to
alter the conditions of [the victim's] employment and create an abusive
working environment.'" 106 S. Ct. at 2406 (quoting Henson v. City of
Dundee, 682 F.2d at 904. Since "hostile environment' harassment
takes a variety of forms, many factors may affect this determination,
including: (1) whether the conduct was verbal or physical, or both; (2)
how frequently it was repeated; (3) whether the conduct was hostile and
patently offensive; (4) whether the alleged harasser was a co-worker or
a supervisor; (5) whether the others joined in perpetrating the
harassment; and (6) whether the harassment was directed at more than one
individual.
In determining whether unwelcome sexual conduct rises to the level of a
"hostile environment" in violation of Title VII, the central inquiry is
whether the conduct "unreasonably interfer[es] with an individual's work
performance" or creates "an intimidating, hostile, or offensive working
environment." 29 C.F.R. § 1604.11(a)(3). Thus, sexual flirtation or
innuendo, even vulgar language that is trivial or merely annoying, would
probably not establish a hostile environment.
1) Standard for Evaluating Harassment - In determining
whether harassment is sufficiently severe or pervasive to create a
hostile environment, the harasser's conduct should be evaluated from the
objective standpoint of a "reasonable person." Title VII does not serve
"as a vehicle for vindicating the petty slights suffered by the
hypersensitive." Zabkowicz v. West Bend Co., 589 F. Supp. 780,
784, 35 EPD 34, 766 (E.D. Wis. 1984). See also Ross
v. Comsat, 34 FEP cases 260, 265 (D. Md. 1984), rev'd on other
grounds, 759 F.2d 355 (4th Cir. 1985). Thus, if the
challenged conduct would not substantially affect the work environment
of a reasonable person, no violation should be found.
Example
- Charging Party alleges that her coworker made repeated unwelcome
sexual advances toward her. An investigation discloses that the alleged
"advances" consisted of invitations to join a group of employees who
regularly socialized at dinner after work. The coworker's invitations,
viewed in that context and from the perspective of a reasonable person,
would not have created a hostile environment and therefore did not
constitute sexual harassment.
A "reasonable person" standard also should be applied to be more basic
determination of whether challenged conduct is of a sexual nature. Thus,
in the above example, a reasonable person would not consider the
co-worker's invitations sexual in nature, and on that basis as well no
violation would be found.
This objective standard should not be applied in a vacuum, however.
Consideration should be given to the context in which the alleged
harassment took place. As the Sixth Circuit has stated, the trier of
fact must "adopt the perspective of a reasonable person's reaction to a
similar environment under similar or like circumstances." Highlander
v. K.F.C.National Management Co., 805 F.2d 644, 650, 41 EPD 36,675
(6th Cir. 1986).20
The reasonable person standard should consider the victim's perspective
and not stereotyped notions of acceptable behavior. For example, the
Commission believes that a workplace in which sexual slurs, displays of
"girlie" pictures, and other offensive conduct abound can constitute a
hostile work environment even if many people deem it to be harmless or
insignificant. Cf. Rabidue v. Osceola Refining Co., 805
F.2d 611, 626, 41 EPD 36,643 (6th Cir. 1986) (Keith, C.J.,
dissenting), cert. denied, 107 S. Ct. 1983, 42 EPD 36,984 (1987).
Lipsett v. University of Puerto Rico, 864 F.2d 881, 898 48 EPD
38,393 (1st Cir. 1988).
2) Isolated Instances of Harassment - Unless the conduct is quite
severe, a single incident or isolated incidents of offensive sexual
conduct or remarks generally do not create an abusive environment. As
the Court noted in Vinson, "mere utterance of an ethnic or racial
epithet which engenders offensive feelings in an employee would not
affect the conditions of employment to a sufficiently significant degree
to violate Title VII." 106 S.Ct. at 2406 (quoting Rogers v.
EEOC, 454 F.2d 234, 4 EPD 7597 (5th
Cir. 1971), cert. denied, 406 U.S. 957, 4 EPD 7838 (1972)). A "hostile
environment" claim generally requires a showing of a pattern of
offensive conduct.21
In contrast, in "quid pro quo" cases a single sexual advance may
constitute harassment if it is linked to the granting or denial of
employment benefits.22
But a single, unusually severe incident of harassment may be sufficient
to constitute a Title VII violation; the more severed the harassment,
the less need to show a repetitive series of incidents. This is
particularly true when the harassment is physical.23
Thus, in Barrett v. Omaha National Bank, 584 F. Supp, 22, 35 FEP
Cases 585 (D. Neb. 1983), aff'd, 726 F.2d 424, 33 EPD 34,132 (8th
Cir. 1984), one incident constituted actionable sexual harassment. The
harasser talked to the plaintiff about sexual activities and touched her
in an offensive manner while they were inside a vehicle from which she
could not escape.24
The Commission will presume that the unwelcome, intentional touching of
a charging party's intimate body areas is sufficiently offensive to
alter the condition of her working environment and constitute a
violation of Title VII. More so than in the case of verbal advances or
remarks, a single unwelcome physical advance can seriously poison the
victim's working environment. If an employee's supervisor sexually
touches that employee, the Commission normally would find a violation.
In such situations, it is the employer's burden to demonstrate that the
unwelcome conduct was not sufficiently severe to create a hostile work
environment.
When the victim is the target of both verbal and non-intimate physical
conduct, the hostility of the environment is exacerbated and a violation
is more likely to be found. Similarly, incidents of sexual harassment
directed at other employees in addition to the charging party are
relevant to a showing of hostile work environment. Hall v. Gus
Construction Co., 842 F.2d 1010, 46 EPD 37,905 (8th
Cir. 1988); Hicks v. Gates Rubber Co., 833 F.2d 1406, 44 EPD
37,542 (10th Cir. 1987); Jones v. Flagship International,
793 F.2d 714, 721 n.7, 40 EPD 36,392 (5th Cir. 1986),
cert. denied, 107 S. Ct. 952, 41 EPD 36,708 (1987).
3) Non-physical Harassment
- When the alleged harassment consists of verbal conduct, the
investigation should ascertain the nature, frequency, context, and
intended target of the remarks. Questions to be explored might include:
-
Did the alleged harasser single out the charging party?
-
Did the charging party participate?
-
What was the relationship between the charging party and the alleged
harasser(s)?
-
Were the remarks hostile and derogatory?
No one factor alone determines whether particular conduct violates Title
VII. As the Guidelines emphasize, the Commission will evaluate the
totality of the circumstances. In general, a woman does not forfeit her
right to be free from sexual harassment by choosing to work in an
atmosphere that has traditionally included vulgar, anti-female language.
However, in Rabidue v. Osceola Refining Co., 805 F.2d 611,
41 EPD 36,643 (6th Cir. 1986), cert. denied, 107 S. Ct. 1983,
42 EPD 36,984 (1987), the Sixth Circuit rejected the plaintiff's claim
of harassment in such a situation.25
One of the factors the court found relevant was "the lexicon of
obscenity that pervaded the environment of the workplace both before and
after the plaintiff's introduction into its environs, coupled with the
reasonable expectations of the plaintiff upon voluntarily entering that
environment." 805 F.2d at 620. Quoting the district court, the majority
noted that in some work environments, "`humor and language are rough
hewn and vulgar. Sexual jokes, sexual conversations, and girlie
magazines may abound. Title VII was not meant to - - or can - - change
this.`" Id. At 620-21. The court also considered the sexual
remarks and poster at issue to have a "de minimus effect on the
plaintiff's work environment when considered in the context of a society
that condones and publicly features and commercially exploits open
displays of written and pictorial erotica at the newsstands, on
prime-time television, at the cinema, and in other public places."
Id. at 622.
The Commission believes these factors rarely will be relevant and agrees
with the dissent in Rabidue that a woman does not assume the risk
of harassment by voluntarily entering an abusive, anti-female
environment. "Title VII's precise purpose is to prevent such behavior
and attitudes from poisoning the work environment of classes protected
under the Act." 805 F.2d at 626 (Keith, J., dissenting in part and
concurring in part). Thus, in a decision disagreeing with Rabidue,
a district court found that a hostile environment was established by the
presence of pornographic magazines in the workplace and vulgar employee
comments concerning them; offensive sexual comments made to and about
plaintiff and other female employees by her supervisor; sexually
oriented pictures in a company- sponsored movie and slide presentation;
sexually oriented pictures and calendars in the workplace; and offensive
touching of plaintiff by a co-worker. Barbetta v. Chemlawn Services
Corp., 669 F. Supp. 569, 45 EPD 37,568 (W.D.N.Y. 1987). The court
held that the proliferation of pornography and demeaning comments, if
sufficiently continuous and pervasive "may be found to create an
atmosphere in which women are viewed as men's sexual playthings rather
than as their equal coworkers." Barbetta, 669 F. Supp. At 573.
The Commission agrees that, depending on the totality of circumstances,
such an atmosphere may violate Title VII. See also
Waltman v. International Paper Co., 875 F.2d 468, 50 EPD 39,106
(5th Cir. 1989), in which the 5th Circuit endorsed the Commission's
position in its amicus brief that evidence of ongoing sexual graffiti in
the workplace, not all of which was directed at the plaintiff, was
relevant to her claim of harassment. Bennett v. Coroon & Black Corp.,
845 F.2d 104, 46 EPD 37,955 (5th Cir. 1988) (the posting of obscene
cartoons in an office men's room bearing the plaintiff's name and
depicting her engaged in crude and deviant sexual activities could
create a hostile work environment).
4)
Sex-based Harassment - Although the Guidelines
specifically address conduct that is sexual in nature, the Commission
notes that sex-based harassment - - that is, harassment not involving
sexual activity or language - - may also give rise to Title VII
liability (just as in the case of harassment based on race, national
origin or religion) if it is "sufficiently patterned or pervasive" and
directed at employees because of their sex. Hicks v. Gates Rubber Co.,
833 F.2d at 1416; McKinney v. Dole, 765 F.2d 1129, 1138, 37 EPD
35,339 (D.C. Cir. 1985).
Acts of physical aggression, intimidation, hostility or unequal
treatment based on sex may be combined with incidents of sexual
harassment to establish the existence of discriminatory terms and
conditions of employment. Hall v. Gus Construction Co., 842 F.2d
1014; Hicks v. Gates Rubber Co., 833 F. 2d at 1416.
5)
Constructive Discharge - Claims of "hostile environment"
sexual harassment often are coupled with claims of constructive
discharge. If constructive discharge due to a hostile environment is
proven, the claim will also become one of "quid pro quo"harassment.26
It is the position of the Commission and a majority of courts that an
employer is liable for constructive discharge when it imposes
intolerable working conditions in violation of Title VII when those
conditions foreseeably would compel a reasonable employee to quit,
whether or not the employer specifically intended to force the victim's
resignation. See Derr v. Gulf Oil Corp., 796 F.2d 340,
343-44, 41 EPD 36,468 (10th Cir. 1986); Goss v. Exxon
Office Systems Co., 747 F.2d 885, 888, 35 EPD 34, 768 (3d Cir.
1984); Nolan v. Cleland, 686 F.2d 806, 812-15, 30 EPD 33,029 (9th
Cir. 1982); Held v. Gulf Oil Co., 684 F.2d 427, 432, 29 EPD
32,968 (6th Cir. 1982); Clark v. Marsh, 655 F.2d 1168,
1175 n.8, 26 EPD 32,082 (D.C. Cir. 1981); Bourque v. Powell
Electrical Manufacturing Co., 617 F.2d 61, 65, 23 EPD 30,891 (5th
cir. 1980); Commission Decision 84-1, CCH
EEOC Decision 6839. However, the Fourth Circuit
requires proof that the employer imposed the intolerable conditions with
the intent of forcing the victim to leave. See
EEOC v. Federal Reserve Bank of Richmond,
698 F.2d 633, 672, 30 EPD 33,269 (4th Cir. 1983). But this
case is not a sexual harassment case and the Commission believes it is
distinguishable because specific intent is not likely to be present in
"hostile environment" cases.
An important factor to consider is whether the employer had an effective
internal grievance procedure. (See Section E, Preventive and
Remedial Action). The Commission argued in its Vinson brief
that if an employee knows that effective avenues of complaint and
redress are available, then the availability of such avenues itself
becomes a part of the work environment and overcomes, to the degree it
is effective, the hostility of the work environment. As Justice Marshall
noted in his opinion in Vinson, "Where a complainant without good
reason bypassed an internal complaint procedure she knew to be
effective, a court may be reluctant to find constructive termination
...." 106 S.Ct. at 2411 (Marshall, J., concurring in part and dissenting
in part). Similarly, the court of appeals in Dornhecker v. Malibu
Grand Prix Corp., 828 F.2d 307, 44 EPD 37,557 (5TH Cir.
1987), held the plaintiff was not constructively discharged after an
incident of harassment by a co-worker because she quit immediately, even
though the employer told her she would not have to work with him again,
and she did not give the employer a fair opportunity to demonstrate it
could curb the harasser's conduct.
[D. Deleted 6/1999]
E.
Preventive and Remedial Action
1) Preventive Action
- The
EEOC'S Guidelines encourage employers to:
take all steps necessary to prevent sexual harassment from occurring,
such as affirmatively raising the subject, expressing strong
disapproval, developing appropriate sanctions, informing employees of
their right to raise and how to raise the issue of harassment under
Title VII, and developing methods to sensitize all concerned.
29 C.F.R. § 1604.11(f). An effective preventive program should include
an explicit policy against sexual harassment that is clearly and
regularly communicated to employees and effectively implemented. The
employer should affirmatively raise the subject with all supervisory and
non- supervisory employees, express strong disapproval, and explain the
sanctions for harassment. The employer should also have a procedure for
resolving sexual harassment complaints. The procedure should be designed
to "encourage victims of harassment to come forward" and should not
require a victim to complain first to the offending supervisor. See
Vinson, 106 S. Ct. at 2408. It should ensure confidentiality as
much as possible and provide effective remedies, including protection of
victims and witnesses against retaliation.
2) Remedial Action
- Since Title VII
"affords employees the right to work
in an environment free from discriminatory intimidation, ridicule, and
insult" (Vinson), 106 S. Ct. at 2405), an employer is liable for
failing to remedy known hostile or offensive work environments. See,
e.g., Garziano v. E.I. Dupont de Nemours & Co., 818 F.2d
380, 388, 43 EPD 37,171 (5th Cir. 1987) (Vinson
holds employers have an "affirmative duty to eradicate 'hostile or
offensive' work environments"); Bundy v. Jackson, 641 F.2d 934,
947, 24 EPD 31,439 (D.C. Cir. 1981) (employer violated Title VII by
failing to investigate and correct sexual harassment despite notice);
Tompkins v. Public Service Electric & Gas Co., 568 F.2d 1044, 1049,
15 EPD 7954 (3d Cir. 1977) (same); Henson v. City of Dundee, 682
F.2d 897, 905, 15 EPD 32,993 (11th Cir. 1982) (same);
Munford v. James T. Barnes & Co., 441 F. Supp. 459, 466 16 EPD
8233 (E.D. Mich. 1977) (employer has an affirmative duty to investigate
complaints of sexual harassment and to deal appropriately with the
offending personnel; "failure to investigate gives tactic support to the
discrimination because the absence of sanctions encourages abusive
behavior")27
When an employer receives a complaint or otherwise learns of alleged
sexual harassment in the workplace, the employer should investigate
promptly and thoroughly. The employer should take immediate and
appropriate corrective action by doing whatever is necessary to end the
harassment, make the victim whole by restoring lost employment benefits
or opportunities, and prevent the misconduct from recurring.
Disciplinary action against the offending supervisor or employee,
ranging from reprimand to discharge, may be necessary. Generally, the
corrective action should reflect the severity of the conduct. See
Waltman v. International Paper Co., 875 F.2d at 479
(appropriateness of remedial action will depend on the severity and
persistence of the harassment and the effectiveness of any initial
remedial steps). Dornhecker v. Malibu Grand Prix Corp., 828 F.2d
307, 309-10, 44 EPD 37,557 (5th Cir. 1987) (the employer's
remedy may be "assessed proportionately to the seriousness of the
offense"). The employer should make follow-up inquiries to ensure the
harassment has not resumed and the victim has not suffered retaliation.
Recent Court decisions illustrate appropriate and inappropriate
responses by employers. In Barrett v. Omaha National Bank, 726
F.2d 424, 33 EPD 34,132 (8th Cir. 1984), the victim
informed her employer that her co-worker had talked to her about sexual
activities and touched her in an offensive manner. Within four days of
receiving this information, the employer investigated the charges,
reprimanded the guilty employee placed him on probation, and warned him
that further misconduct would result in discharge. A second co-worker
who had witnessed the harassment was also reprimanded for not
intervening on the victim's behalf or reporting the conduct. The court
ruled that the employer's response constituted immediate and appropriate
corrective action, and on this basis found the employer not liable.
In contrast, in Yates v. Avco Corp., 819 F.2d 630, 43 EPD
37,086 (6th Cir. 1987), the court found the employer's policy
against sexual harassment failed to function effectively. The victim's
first-level supervisor had responsibility for reporting and correcting
harassment at the company, yet he was the harasser. The employer told
the victims not to go to the
EEOC. While giving the accused harasser administrative
leave pending investigation, the employer made the plaintiffs take sick
leave, which was never credited back to them and was recorded in their
personnel files as excessive absenteeism without indicating they were
absent because of sexual harassment. Similarly, in Zabkowicz v. West
Bend Co., 589 F. Supp. 780, 35 EPD 34,766 (E.D. Wis. 1984),
co-workers harassed the plaintiff over a period of nearly four years in
a manner the court described as "malevolent" and "outrageous." Despite
the plaintiff's numerous complaints, her supervisor took no remedial
action other than to hold occasional meetings at which he reminded
employees of the company's policy against offensive conduct. The
supervisor never conducted an investigation or disciplined any employees
until the plaintiff filed an
EEOC charge, at which time one of the offending
co-workers was discharged and three others were suspended. The court
held the employer liable because it failed to take immediate and
appropriate corrective action.28
When an employer asserts it has taken remedial action, the Commission
will investigate to determine whether the action was appropriate and,
more important, effective. The
EEOC investigator should, of course, conduct an
independent investigation of the harassment claim, and the Commission
will reach its own conclusion as to whether the law has been violated.
If the Commission finds that the harassment has been eliminated, all
victims made whole, and preventive measures instituted, the Commission
normally will administratively close the charge because of the
employer's prompt remedial action.29
1
See. e.g., Miller v. Bank of America, 600 F.2d 211,
20 EPD 30,086 (9th Cir. 1979) (plaintiff discharged when
she refused to cooperate with her supervisor's sexual advances);
Barnes v. Costle, 561 F.2d 983, 14 EPD 7755 (D.C. Cir. 1977)
(plaintiff's job abolished after she refused to submit to her
supervisor's sexual advances); Williams v. Saxbe, 413 F. Supp.
665, 11EPD 10,840 (D.D.C. 1976), rev'd and remanded on other grounds
sub nom. Williams v. Bell, 587 F.2d 1240, 17 EPD 8605 (D.C. Cir.
1978), on remand sub nom. Williams v. Civiletti, 487 F. Supp.
1387, 23 EPD 30,916 (D.D.C. 1980) (plaintiff reprimanded and
eventually terminated for refusing to submit to her supervisor's sexual
demands).
2 See, e.g., Katz v.
Dole, 709 F.2d 251, 32 EPD 33,639 (4th Cir. 1983)
(plaintiff's workplace pervaded with sexual slur, insult, and innuendo
and plaintiff subjected to verbal sexual harassment consisting of
extremely vulgar and offensive sexually related epithets); Henson v.
City of Dundee, 682 F.2d 897, 29 EPD 32,993 (11th Cir.
1982) (plaintiffs's supervisor subjected her to numerous harangues of
demeaning sexual inquiries and vulgarities and repeated requests that
she have sexual relations with him); Bundy v. Jackson, 641 F.2d
934, 24 EPD 31,439 (D.C. Cir. 1981) (plaintiff subjected to sexual
propositions by supervisors, and sexual intimidation was "standard
operating procedure" in workplace).
3 To avoid cumbersome use of both
masculine and feminine pronouns, this document will refer to harassers
as males and victims as females. The Commission recognizes, however,
that men may also be victims and women may also be harassers.
4 For a description of the respective
roles of the Commission and other federal agencies in investigating
complaints of discrimination in the federal sector, see 29 C.F.R.
§ 1613.216.
5 In a subsection entitled "Other
related practices," the Guidelines also provide that where an employment
opportunity or benefit is granted because of an individual's submission
to the employer's sexual advances or requests for sexual favors," the
employer may be liable for unlawful sex discrimination against others
who were qualified for but were denied the opportunity or benefit. 29
C.F.R. § 1604.11 (g). The law is unsettled as to when a Title VII
violation can be established in these circumstances. See
DeCintio v. Westchester County Medical Center, 807 F.2d 304, 42 EPD 36,785 (2d Cir. 1986), cert. Denied, 108 S. Ct. 89, 44 EPD
37,425 (1987); King v. Palmer, 778 F.2d 878, 39 EPD 35,808
(D.C. Cir. 1985), decision on remand, 641 F. Supp. 186, 40 EPD
36,245 (D.D.C. 1986); Broderick v. Ruder, 46 EPD 37,963 (D.D.C.
1988); Miller v. Aluminum Co. of America, 679 F. Supp. 495,
500-01 (W.D. Pa.), aff'd mem., No. 88-3099 (3d Cir. 1988).
However, the Commission recently analyzed the issues in its "Policy
Guidance on Employer Liability Under Title VII for Sexual Favoritism"
dated January 1990.
6 The Court stated that the
Guidelines, "`while not controlling upon the courts by reason of their
authority, do constitute a body of experience and informed judgment to
which courts and litigants may properly resort for guidance.`" Vinson,
106 S. Ct. at 2405 (quoting General Electric Co. v. Gilbert, 429
U.S. 125, 141-42, 12 EPD 11,240 (1976), quoting in turn Skidmore v.
Swift & Co., 323 U.S. 134 (1944)).
7 For a complaint to be
"contemporaneous," it should be made while the harassment is ongoing or
shortly after it has ceased. For example, a victim of "hostile
environment" harassment who resigns her job because working conditions
have become intolerable would be considered to have made a
contemporaneous complaint if she notified the employer of the harassment
at the time of her departure or shortly thereafter. The employer has a
duty to investigate and, if it finds the allegations true, to take
remedial action including offering reinstatement (see infra
Section E).
8 Even when unwelcomeness is not at
issue, the investigation should develop this evidence in order to aid in
making credibility determinations (see infra p. 12).
9 A victim of harassment need not
always confront her harasser directly so long as her conduct
demonstrates the harasser's behavior is unwelcome. See, e.g.,
Lipsett v. University of Puerto Rico, 864 F.2d 881, 898, 48 EPD
38,393 (1st Cir. 1988) ("In some instances a woman may have
the responsibility for telling the man directly that his comments or
conduct is unwelcome. In other instances, however, a women's consistent
failure to respond to suggestive comments or gestures may be sufficient
to communicate that the man's conduct is unwelcome"); Commission
Decision No. 84-1, CCH
EEOC Decisions 6839 (although charging parties did
not confront their supervisor directly about his sexual remarks and
gestures for fear of losing their jobs, evidence showing that they
demonstrated through comments and actions that his conduct was unwelcome
was sufficient to support a finding of harassment).
10 Investigators and
triers of fact rely on objective evidence, rather than subjective,
uncommunicated feelings. For example, in Ukarish v. Magnesium
Electron, 33 EPD 34,087 (D.N.J. 1983), the court rejected the
plaintiff's claim that she was sexually harassed by her co- worker's
language and gestures; although she indicated in her personal diary that
she did not welcome the banter, she made no objection and indeed
appeared to join in "as one of the boys." Id. At 32,118. In
Sardigal v. St. Louis National Stockyards Co.,41 EPD 36,613 (S.D.
Ill. 1986), the plaintiff's allegation was found not credible because
she visited her alleged harasser at the hospital and at his brother's
home, and allowed him to come into her home alone at night after the
alleged harassment occurred. Similarly, in the Vinson case, the
district court noted the plaintiff had twice refused transfers to other
offices located away from the alleged harasser. (In a particular charge,
the significance of a charging party's refusing an offer to transfer
will depend upon her reasons for doing so.)
11 See also
Ferguson v. E.I. DuPont deNemours and Co., 560 F. Supp. 1172, 33
EPD 34,131 (D. Del. 1983) ("sexually aggressive conduct and explicit
conversation on the part of the plaintiff may bar a cause of action for
[hostile environment] sexual harassment"); Reichman v. Bureau of
Affirmative Action, 536 F. Supp. 1149, 1172, 30 FEP Cases 1644 (M.D.
Pa. 1982) (where plaintiff behaved "in a very flirtatious and
provocative manner" around the alleged harasser, asked him to have
dinner at her house on several occasions despite his repeated refusals,
and continued to conduct herself in a similar manner after the alleged
harassment, she could not claim the alleged harassment was unwelcome).
12 In Commission Decision
No. 84-1, CCH Employment Practices Guide 6839, the Commission found
that active participation in sexual conduct at the workplace, e.g., by
"using dirty remarks and telling dirty jokes," may indicate that the
sexual advances complained of were not unwelcome. Thus, the Commission
found that no harassment occurred with respect to an employee who had
joined in the telling of bawdy jokes and the use of vulgar language
during her first two months on the job, and failed to provide subsequent
notice that the conduct was no longer welcome. By actively participating
in the conduct, the charging party had created the impression among her
co-workers that she welcomed the sort of sexually oriented banter that
she later asserted was objectionable. Simply ceasing to participate was
insufficient to show the continuing activity was no longer welcome to
her. See also Loftin Boggs v. City of Meridian, 633 F. Supp. 1323, 41
FEP Cases 532 (S.D. Miss. 1986) (plaintiff initially participated in and
initiated some of the crude language that was prevalent on the job; if
she later found such conduct offensive, she should have conveyed this by
her own conduct and her reaction to her co- workers' conduct).
13 However, if the
harassing supervisor engages in conduct that is sufficiently pervasive
and work-related, it may place the employer on notice that the conduct
constitutes harassment.
14 As the court said in
Henson v. City of Dundee, 682 F.2d at 912 n.25, "In a case of
alleged sexual harassment which involves close questions of credibility
and subjective interpretation, the existence of corroborative evidence
or the lack thereof is likely to be crucial."
15 In Sardigal v. St.
Louis National Stockyards Co., 41 EPD 36,613 at 44,694 (S.D. Ill.
1986), the plaintiff, a waitress, alleged she was harassed over a period
of nine months in a restaurant at noontime, when there was a "constant
flow of waitresses or customers" around the area where the offenses
allegedly took place. Her allegations were not credited by the district
court because no individuals came forward with testimony to support her.
16 See Commission
Decision No. 81-17, CCH
EEOC Decisions (1983) 6757 (violation of Title VII
found where charging party alleged that her supervisor made repeated
sexual advances toward her; although the supervisor denied the
allegations, statements of other employees supported them).
17 Class complaints in the
federal sector are governed by the requirements of 29 C.F.R. § 1613
Subpart F.
18 In Commission Decision
No. 82-13, CCH
EEOC Decisions (1983) 6832, the Commission stated
that a "bare assertion" of sexual harassment "cannot stand without some
factual support." To the extent this decision suggests a charging party
can never prevail based solely on the credibility of her own testimony,
that decision is overruled.
19 See, e.g.,
Bundy v. Jackson, 641 F.2d 934, 953, 24, EPD 31,439 (D.C. Cir.
1981).
20 In Highlander
and also in Rabidue v. Osceola Refining Co., 805 F.2d 611, 41 EPD 36,643 (6th Cir. 1986), cert. denied, 107 S. Ct. 1983, 42
EPD 36,984 (1987), the Sixth Circuit required an additional showing
that the plaintiff suffered some degree of psychological injury.
Highlander, 805 F.2d at 650; Rabidue, 805 F.2d at 620.
However, it is the Commission's position that it is sufficient for the
charging party to show that the harassment was unwelcome and that it
would have substantially affected the work environment of a reasonable
person.
21 See, e.g.,
Scott v. Sears, Roebuck and Co., 798 F.2d 210, 214, 41 EPD
36,439 (7th Cir. 1986) (offensive comments and conduct of
co-workers were "too isolated and lacking the repetitive and
debilitation effect necessary to maintain a hostile environment claim");
Moylan v. Maries County, 792 F.2d 746, 749 40 EPD 36,228 (8th
Cir. 1986) (single incident or isolated incidents of harassment will not
be sufficient to establish a violation; the harassment must be sustained
and nontrivial); Downes v. Federal Aviation Administration, 775
F.2d 288, 293, 38 EPD 35,590 (D.C. Cir. 1985 (Title VII does not
create a claim of sexual harassment "for each and every crude joke or
sexually explicit remark made on the job...[A] pattern of
offensive conduct must be proved..."); Sapp v. City of Warner-Robins,
655 F.Supp. 1043, 43 FEP Cases 486 (M.D. Ga. 1987) (co-worker's single
effort to get the plaintiff to go out with him or did not create an
abusive working environment); Freedman v. American Standard, 41
FEP Cases 471 (D.N.J. 1986) (plaintiff did not suffer a hostile
environment from the receipt of an obscene message from her co-workers
and sexual solicitation from one co-worker); Hollis v. Fleetguard,
Inc., 44 FEP Cases 1527 (M.D. Tenn. 1987) (plaintiff's co-worker's
requests, on four occasions over a four-month period, that she have a
sexual affair with him, followed by his coolness toward her and
avoidance of her did not constitute a hostile environment; there was not
evidence he coerced, pressured, or abused the plaintiff after she
rejected his advances).
22 See Neville
v. Taft Broadcasting Co., 42 FEP Cases 1314 (W.D.N.Y. 1987) (one
sexual advance, rebuffed by plaintiff, may establish a prima facie case
of "quid pro quo" harassment but is not severe enough to create a
hostile environment).
23 The principles for
establishing employer liability, set forth in Section D below, are to be
applied to cases involving physical contact in the same manner that they
are applied in other cases.
24 See also
Gilardi v. Schroeder, 672 F. Supp. 1043, 45 FEP Cases 283 (N.D.
Ill. 1986) (plaintiff who was drugged by employer's owner and raped
while unconscious, and then was terminated at insistence of owner's
wife, was awarded $133,000 in damages for harassment and intentional
infliction of emotional distress); Commission Decision No. 83-1, CCH
EEOC Decisions (1983) 6834 (violation found where the
harasser forcibly grabbed and kissed charging party while they were
alone in a storeroom); Commission Decision No. 84-3, CCH Employment
Practices Guide 6841 (violation found where the harasser slid his hand
under the charging party's skirt and squeezed her buttocks).
25 The alleged harasser, a
supervisor of another department who did not supervise plaintiff but
worked with her regularly, "was an extremely vulgar and crude individual
who customarily made obscene comments about women generally, and, on
occasion, directed such obscenities to the plaintiff." 805 F.2d at 615.
The plaintiff and other female employees were exposed daily to displays
of nude or partially clad women in posters in male employees' offices.
805 F.2d at 623- 24 (Keith, J., dissenting in part and concurring in
part). Although the employees told management they were disturbed and
offended, the employer did not reprimand the supervisor.
26 However, while an
employee's failure to utilize effective grievance procedures will not
shield an employer from liability for "quid pro quo" harassment, such
failure may defeat a claim of constructive discharge. See discussion of
impact of grievance procedures later in this section, and section
D(2)(c)(2), below.
27 The employer's
affirmative duty was first enunciated in cases of harassment based on
race or national origin. See, e.g., United States v.
City of Buffalo, 457 F. Supp. 612, 632-35, 18 EPD 8899 (W.D.N.Y.
1978), modified in part, 633 F.2d 643, 24 EPD 31,333 (2d Cir. 1980)
(employer violated Title VII by failing to issue strong policy directive
against racial slurs and harassment of black police officers, to conduct
full investigations, and to take appropriate disciplinary action);
EEOC v. Murphy Motor Freight Lines, Inc.,
488 Supp. 381, 385-86, 22 EPD 30,888 (D. Minn. 1980) (defendant
violated Title VII because supervisors knew or should have known of
co-workers' harassment of black employees, but took inadequate steps to
eliminate it).
28 See also
Delgado v. Lehman, 665 F.Supp. 460, 44 EPD 37,517 (E.D. Va.
1987) (employer failed to conduct follow-up inquiry to determine if
hostile environment had dissipated); Salazar v. Church's Fried
Chicken, Inc., 44 FEP Cases 472 (S.D. Tex. 1987) (employer's policy
inadequate because plaintiff, as a part-time teenage employee, could
have concluded a complaint would be futile because the alleged harasser
was the roommate of her store manager); Brooms v. Regal Tube Co.,
44 FEP Cases 1119 (N.D. Ill. 1987) (employer liable when a verbal
reprimand proved ineffective and employer took no further action when
informed of the harasser's persistence).
29 For appropriate
procedures, see §§ 4.4(e) and 15 of Volume I of the Compliance Manual.
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